Www.naylorinvest

NAYLOR & COMPANY INVESTMENTS, LLC
doing business as NAYLOR & COMPANY

Firm Overview

NAYLOR & COMPANY INVESTMENTS, LLC is a state registered investment adviser and is not registered with the SEC. As of the firm's last SEC filing on May 24, 2019, the firm has 4 employees and has $64.1 Million in Regulatory Assets Under Management (RAUM).


Form ADV Summary as of May 24, 2019

Address Information

MAIN ADDRESS


415-741-7280

Adviser Information

Legal Name

NAYLOR & COMPANY INVESTMENTS, LLC

Business Name

NAYLOR & COMPANY

Jurisdiction/Type

CA Limited Liability Company

Website(s)

http://www.naylorinvest.com

SEC Status

-

Registration Date

Registration Information

SEC Number

CRD Number

124924

Public Reporting Company

No

CIK Number

LEI Number

Legal Structure and Domicile

Legal Structure

Limited Liability Company

Legal Domicile Country

United States

Legal Domicile State/Province

CA

Key Figures Summary

Regulatory Assets Under Management (RAUM)

Number of Employees

4 (Advisory: 3)

Number of Clients

0

Number of Accounts

123

Services, Fees, and Clients

Services Offered

  • Portfolio Management - Small Businesses
  • Portfolio Management - Pooled Investment Vehicles
  • Portfolio Management - Business or Institutional Clients
  • Selection of other Advisers

Fee Type Charged

  • Percentage of AUM

Client Types

Significant Red Flags

Disclosure Reporting Pages (DRPs)

  • None

Potential Conflicts

  • Transactions in Recommended Securities


Control Persons

Direct Owners

CHAD DOUGLAS NAYLOR

CONTROL PERSON

CEO (since 04/2003)
Ownership Percentage: 75% or more

N&C ADVISORS, LLC

CONTROL PERSON

HOLDING COMPANY OWNER OF NAYLOR & COMPANY (since 05/2018)
Ownership Percentage: 75% or more


Indirect Owners

CHAD DOUGLAS NAYLOR

CONTROL PERSON

CEO (since 05/2018)
Owned through: N&C ADVISORS, LLC
Ownership Percentage: 75% or more


Other Offices

Public Office

101 CALIFORNIA STREET
SUITE 2710
SAN FRANCISCO California 94111
UNITED STATES
Phone: 415-741-7280
Fax: 925-388-0795

Relying Advisers and Affiliates

NAYLOR & COMPANY